KYC Review Questionaire Please enable JavaScript in your browser to complete this form.Client name *FirstMiddleLast1. Has your marital status or has the number of dependents under your care changed? *YesNoMarital statusSingleMarriedCommon-lawSeparatedDivorcedWidowedNumber of dependants2. Has your employment status changed (employer, occupation, or annual income)? *YesNo Employer nameOccupationAnnual income3. Has your personal net worth changed? *YesNoFixed Assets & Real EstateLiquid AssetsNon-mortgage personal debt (Lines of Credit, Personal Debt, Etc)Mortgages CalculateNet Worth (Fixed Assets + Liquid Assets) - (Non Mortgage Debt - Mortgage Debt)4. Have your liquidity needs changed? *YesNoExplain Liquidity Needs5. Has your investment knowledge changed? *YesNo6. Are you or any member of your household or close associates a Politically Exposed Person? *YesNoOptionsHousehold MemberClose AssociateName of Person7. Are you or any member of your household an employee, officer or director of a registrant, an exchange or IIROC? *YesNo OptionsEmployeeOfficerDirector8. Are you a senior officer, director, or insider of a company whose shares are publicly traded? *YesNo OptionsSenior officerDirectorInsiderName of Company9. Do you, either individually or as a part of a group, hold a controlling interest ( more than 20% of the outstanding voting shares ) of a publicly traded company? *YesNoName of Company10. Has your time horizon changed? *YesNo11. Has your risk tolerance or risk capacity changed? *YesNoNotesSubmit “We provide comprehensive wealth advisory solutions for affluent individuals, professionals & corporations using our unique Wealth Navigation Process.”
